| 1. | Part five : civil liability of misstatement in the security trading market
第五部分：证券交易市场的虚假陈述的民事责任。 |
| 2. | For securities firms to fulfill settlement obligations on securities trading markets
七、供证券商为履行证券交易市场之交割义务。 |
| 3. | Securities fraud include four models : insider trading , untrue statement , manipulation of the securities trading market and cheating clients
证券欺诈的行为样式主要有四种，即内幕交易、虚假陈述、操纵市场和欺诈客户。 |
| 4. | Article 5 securities shall be issued and traded in accordance with laws and administrative regulations . fraudulent and insider trading and manipulation of the securities trading market are prohibited
第五条证券发行交易活动，必须遵守法律行政法规禁止欺诈内幕交易和操纵证券交易市场的行为。 |
| 5. | Article 5 operations of securities issuance and trading must abide by laws and administrative regulations ; acts of fraud , inside trading and manipulation of securities trading markets shall be prohibited
第五条证券发行、交易活动，必须遵守法律、行政法规；禁止欺诈、内幕交易和操纵证券交易市场的行为。 |
| 6. | Article 188 anyone who , by fabricating and disseminating false information that affects securities trading , disrupts the order of the securities trading market shall be fined not less than rmb30 , 000 but not more than rmb200 , 000
第一百八十八条编造并且传播影响证券交易的虚假信息，扰乱证券交易市场的，处以三万元以上二十万元以下的罚款。构成犯罪的，依法追究刑事责任。 |
| 7. | This can be illustrated by the fact that despite the continued weakening of the traditional securities trading market , we are able to avoid retrenching our staff but instead redeploying them to departments that needed them and reallocating our resources in a timely fashion
如近年传统证券销售业务的表现持续欠佳，集团马上重新调配资源，将分行由六间减至三间，并将人手分配至其他有需要的部门，而无需裁员。 |
| 8. | This can be illustrated by the fact that despite the continued weakening of the traditional securities trading market , we are able to avoid retrenching our staff but instead redeploying them to departments that needed them and reallocating our resources in a timely fashion
如近年传统证券销售业务的表现持续欠佳，集团马上重新调配资源，将分行由六间减至三间，并将人手分配至其他有需要的部门，而无需裁员。 |
| 9. | The right to know of security trading is a kind of necessary and real right of security information which a security investor should enjoy and is obtained from the trader concerned on the basis of the investor ’ s own decision . it ’ s extension and evolution in security trading market
证券交易知情权是在证券交易过程中,作为交易当事人所应当享有的从交易相对人获取与其交易相关并对其作出交易决策产生实质影响的必要的、真实的证券信息的权利。 |
| 10. | Through the research work of america ' s security legislations governing civil liability of misstatement in the stock trading market , the author analyzes the constitutive requirements that lead to the identification of civil liability of misstatement and associated civil compensation in china ' s security trading market
通过对美国证券交易法中对证券交易市场虚假陈述的民事责任的研究中，分析并完善我国证券交易市场的虚假陈述的民事责任的构成要件和民事赔偿。 |
